In the labyrinth of financial markets, where every corner hides a potential risk or reward, options regulations stand as the gatekeepers of order and integrity. Imagine this: you're on the brink of executing a potentially lucrative trade, but suddenly, the maze of regulations and compliance hurdles ...
Categories: Financial Regulations
Imagine you’re on the brink of making a life-changing investment. The market is volatile, the stakes are high, and your next move could either make you a fortune or cost you everything. In this high-stakes environment, understanding the financial and margin requirements in securities and futures is ...
In Hong Kong, the Securities and Futures Commission (SFC) defines a professional investor as an individual or entity meeting specific criteria set forth in the Securities and Futures Ordinance (SFO). This designation is crucial for determining the level of protection and the type of services that ca...