The European Markets Infrastructure Regulation (EMIR) represents a significant piece of financial regulation in the European Union, aimed at increasing the transparency and stability of the over-the-counter (OTC) derivatives market. The regulation mandates that OTC derivatives be reported to trade r...
In the ever-evolving landscape of financial markets, the Securities and Futures Commission (SFC) plays a critical role in safeguarding market integrity and ensuring investor protection. Risk mitigation is a crucial component of the regulatory framework set out by the SFC. Understanding and adhering ...
The Securities and Futures Commission (SFC) of Hong Kong has established stringent rules governing client securities to ensure transparency, security, and proper management of client assets. Understanding and adhering to these rules is crucial for financial institutions, brokers, and investors alike...
Hedging Requirements for ECB and RBI: A Comprehensive GuideThe European Central Bank (ECB) and the Reserve Bank of India (RBI) both play critical roles in their respective economic regions. Their policies and regulations, particularly around hedging, have significant implications for financial stabi...
Insider trading is a serious concern in global financial markets, and Hong Kong is no exception. The practice involves buying or selling securities based on non-public, material information, giving an unfair advantage to those with access to such information. This article delves into the intricacies...
Bitcoin, the world's most well-known cryptocurrency, has been at the forefront of discussions about its impact on government policies worldwide. Its rise has led governments to consider various regulatory frameworks and economic implications. This article delves into how Bitcoin is influencing gover...
The Financial Industry Regulatory Authority (FINRA) is a crucial organization in the financial markets, responsible for safeguarding investors and maintaining market integrity. Established as a self-regulatory organization (SRO), FINRA oversees brokerage firms, registered representatives, and market...
Insider trading refers to the illegal practice of trading stocks or other securities based on non-public, material information about a company. In Hong Kong, the regulation of insider trading is governed by stringent rules and enforcement mechanisms to maintain the integrity of its financial markets...
Insider trading involves buying or selling publicly-traded securities based on material, nonpublic information. In Hong Kong, this practice is considered illegal and is regulated by the Securities and Futures Ordinance (SFO). The goal of these regulations is to maintain a level playing field in the ...
